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the information on enterprise risk management that the 6.5 A Seminar on “Corporate Good Governance and

Committee had distributed to member companies in the Code of Good Conduct for Insurance Companies”

period between November 2009 and March 2010, including A seminar on “Corporate Good Governance

a meeting to schedule activities to be implemented by and Code of Good Conduct for Insurance Companies”

the Club on April 27, 2010 at the Kong Tong Room, Ariston was organized on December 14, 2010 at the Ballroom

Hotel, Bangkok. AB, Swissotel Nai Lert Park, Bangkok to develop and to
6.2 A Meeting of Legal and Compliance Coordinators promote knowledge and ability on corporate good

A meeting to clarify the details of the responsibilities governance and code of good conduct to senior executives

to the legal and compliance coordinators who represent of general insurance companies. The goal is to prepare

member companies was held on May 26, 2010 at the these executives for the conversion of private company

Salon A, the Swissotel Le Concorde, Bangkok. The event status to public company.

was also held to solicit views on legal and compliance 6.6 A Seminar To Prepare for Conversion of Private

aspects including activities and the progress of the Company To Public Company

following issues: The Legal and Compliance Committee and the
1) Preparing insurance companies to be ready Securities Exchange of Thailand have worked together

for converting from private company to public company to create understanding and to prepare insurance

and to list in the stock market. companies to convert their private status to public
2) The organization of the 1 Qualified Legal company. As a result, the Committee had organized
st

and Compliance the following 2 events as recommended by the SET.

3) The significance of the Private Information (1) An exclusive dinner talk on “How Insurance
Act, B.E…… Business Could Grow in Sustainable Manner” on
6.3 A Seminar on “Insurance Core Principles and September 14, 2010 in which the Secretary–General of

IAIS Framework for Prudential Regulation” the OIC, financial consultants, legal consultants and
A seminar on “Insurance Core Principles and company executives were invited. The purpose of

IAIS Framework for Prudential Regulation” was organized organizing the event was to promote investments in

to explain the framework of laws and regulations used by stock exchange, to promote corporate good governance

the regulatory agency which are based on International and the conversion of private company status to public

Association of Insurance Supervisions (IAIS), Insurance company.

Core Principles (ICP), the Enterprise Risk Management (2) A series of seminar on “IPO Focus: Preparing

and sub-ordinate laws, issued under all insurance related for Growth in Stock Market” to prepare insurance companies

laws. The goal is to inform staff of member companies of and to create understanding and ready the insurance

these laws and regulations so that they can be applied companies to list in the stock market were held as

as part of their corporate policies that are in conform to follows:
the existing and future laws and regulations. The seminar - A seminar on “Preparing Accounting

was held on July 15, 2010 at the Ballroom of Sukhothai System” was held on October 27, 2010 at the Meeting

Hotel, Bangkok. Room No. 1101, the Securities and Exchange Commission
6.4 A Seminar on “Code of Conduct” Building.

A seminar on “Code of Conduct” was organized - A seminar on “Strategy Towards Stock

on October 14, 2010 at the Ballroom of Sukhothai Hotel, Market” was held on October 28, 2010 at the Meeting

Bangkok to develop and to promote an awareness and Room No. 1101, the Securities and Exchange Commission
ability of the staff of member companies, especially the Building.

human resource executives on business ethics. The goal 6.7 A Seminar on “Qualified Compliance Course”
is to encourage these executives to apply the knowledge The Committee assigned the Thai Insurance

they gained from the seminar into practice and to Institute to organize a training course on “The 1 Qualified
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disseminate them to other staff in their companies. Compliance Course” for member companies’ executives
Annual Report 2010 120
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